[Remote] US Head of Business Compliance COE (1B)

Note: The job is a remote job and is open to candidates in USA. TD Bank is one of the world's leading global financial institutions, and they are seeking a Head of Business Compliance to lead and manage the overall operational effectiveness for compliance matters across all AMCB lines of businesses. This role involves implementing regulatory change management, providing guidance to teams, and ensuring compliance with laws and regulations.


Responsibilities

  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
  • Develops, communicates, and implements a holistic governance and control strategy for 1B oversight for all Compliance matters across all AMCB lines of businesses in support of and integrated with the overall business strategy
  • Leads the implementation of regulatory change management and provides guidance to the team in the development and/or integrated implementation of policies / procedures / changes across multiple business / functional areas
  • Accountable for executive oversight and leadership for the effective execution of compliance risk frameworks across AMCB LOBs
  • Consults and if applicable reports on non-program compliance; Reviews and challenges program results and conducts independent assessments as necessary
  • Manages AMCB LOB oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls and processes are effectively managed
  • Responsible for HMDA/CRA reporting
  • Works closely with AMCB LOBs and 2nd line control partners to monitor and respond to regulatory changes
  • Collaborates with other controls groups to provide support to the 1B pillars as well as the AMCB LOBs as it relates to understanding and adhering to the frameworks required
  • Development of risk and control resources and talent across AMCB LOBs
  • Compliance oversight of the following businesses within the Consumer Bank, Commercial Bank, Chief Operating Office and Corporate Functions, including: 1) TD Auto Finance; 2) Credit Card; 3) Deposits; 4) Residential Lending; 5) Retail Branches; 6) Unsecured Lending; 7) Wealth; 8) Corporate Products & Services; 9) Small Business Banking; 10) Commercial Banking; and 11) Consumer and Commercial Operations

Skills

  • Bachelor's degree required
  • 15+ years of related experience in Compliance with focus on: Credit Risk Policy and Process, Issue Remediation, Regulatory Risk, Consumer Laws, Rules, Regs Compliance, Operational Risk Management and/or Quality Assurance, Audit, Risk Management and/or similar experience
  • Management and employee development experience and skills
  • PC Skills/Experience with MS Office Suite
  • Demonstrated ability to oversee/manage multiple initiatives, projects or tasks that are often spread over a lengthy time continuum and/or are complex and multi-faceted
  • Must be skilled in scheduling/delegating activities and prioritizing accountabilities, projects and tasks to ensure proper resourcing to satisfy established deadlines
  • Must possess high level analytical skills and the ability to think strategically as well as tactically
  • Excellent relationship management skills required, including the ability to mediate in difficult situations and influence outcomes in a respectful, professional and effective manner
  • Exhibits strong decision making abilities and follows through on assigned tasks
  • Must possess excellent communication and presentation skills
  • Must be willing to travel throughout company footprint
  • Advanced degree (CRCM/Law Degree)

Benefits

  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development
  • Reward and recognition

Company Overview

  • The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD). It was founded in 1852, and is headquartered in Wilmington, Delaware, USA, with a workforce of 10001+ employees. Its website is https://www.td.com.

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